| Framework Standard | Category | Controls Satisfied | 800-53r4 Controls | ISO/SEC 27001 | Audit Controls |
|---|---|---|---|---|---|
| DLZP Internal | None | None | None | None | None |
| Date | Comment | Who |
|---|---|---|
| 8/16/2019 | Added SaaS Matrix, Quarterly Rpt Matrix | Tharp |
| 8/19/2019 | Updated Quarterly Rpt Matrix | Tharp |
| 8/29/2019 | Copied Content For IS-1 SOC submission | Tharp |
| 10/6/2021 | Policy's Reviewed for Audit | Tharp |
A-lign Ref: IS-36, IS-37, IS-38, IS-39, IS-40, IS-41, IS-42, IS-43, IS-44, IS-45, IS-46, IS-47, COB-1, COB-2, COB-3, COB-4, COB-5, COB-6, COB-7, COB-8
| Application | Business Use | App Type | App Owner | Recovery Capability | Admin Rights | User Rights | PassWord (Req) | Auth Settings (Std; MFA; Other) | Lockout Policy | Logging Policy | Alert of suspicious activity | Access review by Mgt. | Logs (Network; O/S; DB; App; VPN)? Review by management? | Backup policy and procedures | Backup encryption | Backup Restore Approval | Disater Recovery | Updates/Patches (O/S; Security; Bugs) |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AWS Command Line | Manage Cloud Infrastructure | Cloud Service Provider | Dave Brunet | Alternate Region | Account Admin | IAM Role | Complex - Configurable | MFA - Available | N/A | CloudWatch | Available | Yes | Ad-hoc | N/A | N/A | N/A | N/A | N/A |
| AWS Console | Manage Cloud Infrastructure | Cloud Service Provider | Dave Brunet | Alternate Region | Account Admin | IAM Role | Complex - Configurable | MFA - Available | N/A | CloudWatch | Available | Yes | Ad-hoc | N/A | N/A | N/A | N/A | N/A |
| AWS Object Storage S3 | Cloud Object Storage | Cloud Service Provider | Dave Brunet | Alternate Region | Account Admin | IAM Role | Complex - Configurable | MFA - Available | N/A | CloudWatch | Available | Yes | Ad-hoc | N/A | N/A | N/A | N/A | N/A |
| DLZP Wiki | Internal Policies and Operations Data | SaaS | Dave Brunet | AutoRestore with 15 Min of Data Loss Potential | Account Admin | Wiki ACL | Complex - Configurable | Standard | No | CloudWatch | Yes | Yes | Yes | Every 4 hours | Yes | Yes | Auto Recover < 15 Data Loss | Yes |
| DropBox | Business File Sharing | SaaS | Lisa Brunet | Inherited from provider | Account Admin | Role Based | Complex - Configurable | MFA - Available | Not Published | Inherited from provider | Inherited from provider | Yes | Yes | Inherited - Default 120 Days | Inherited | N/A | N/A | N/A |
| Amazon WorkMail | SaaS | Dave Brunet | Inherited from provider | Account Admin | User Access | Complex - Configurable | Screen Lock - Enabled - Mobile Email - Encryption Required | 10 Attempts | Inherited from provider | Inherited from provider | Yes | No | Inherited from provider | Inherited from provider | N/A | N/A | N/A | |
| Google Apps | Interative File Sharing | SaaS | Dave Brunet | Inherited from provider | Account Admin | User Access | Complex - Configurable | MFA - Available | 4 Login Attempts | Inherited from provider | Inherited from provider | Yes | Ad-hoc | Inherited from provider | Inherited from provider | N/A | N/A | N/A |
| Instant Messaging Apps | (Google Hangouts; Slack; SMS Text) | SaaS | Dave Brunet | Inherited from provider | Account Admin | User Access | Complex - Configurable | Various | Inherited from provider | Inherited from provider | Inherited from provider | Yes | No | Inherited from provider | Inherited from provider | N/A | N/A | N/A |
| PriTunl VPN | Systems Admin SoftVPN | COTS | Dave Brunet | Autorestore with no Data Loss | Account Admin | User Access | N/A | MFA - Enabled | 3 Login attempts | CloudWatch | No | Yes | Ad-hoc | Daily | Yes | Yes | N/A | Yes |
| Trend Micro | Workstation Intrusion Detection | SaaS | Lisa Brunet | Inherited from provider | Account Admin | No Access | N/A | N/A | Inherited from provider | Inherited from provider | Inherited from provider | Yes | No | Inherited from provider | Inherited from provider | N/A | N/A | Yes |
| Voice | Phone - Cellular | SaaS | Lisa Brunet | Inherited from provider | Account Admin | User Access | PIN | Screen Lock - Enabled - Encryption Required | Inherited from provider | Inherited from provider | No | Yes | Phone Bill | Inherited from provider | Inherited from provider | N/A | N/A | N/A |
| Zoho CRM | Sales Client Activity | SaaS | Lisa Brunet | Inherited from provider | Account Admin | User Access | Complex - Configurable | MFA - Enabled | Inherited from provider | Inherited from provider | Inherited from provider | Yes | No | Inherited from provider | Inherited from provider | N/A | N/A | N/A |
| Zoho Project | Project Management; Change Management; Issue Management (client tickets) | SaaS | Lisa Brunet | Inherited from provider | Account Admin | User Access | Complex - Configurable | MFA - Available | Inherited from provider | Inherited from provider | Inherited from provider | Yes | No | Inherited from provider | Inherited from provider | N/A | N/A | N/A |
| Zoom | Teleconferencing | SaaS | Lisa Brunet | Inherited from provider | Account Admin | User Access | Complex - Configurable | MFA - Available | Inherited from provider | Inherited from provider | Inherited from provider | Yes | No | Inherited from provider | Inherited from provider | N/A | N/A | N/A |
| QTR Reports | App Admin Rpt/Task | App User Rpt/Task | Log Review RPT/Task | VPN Access Logs/Task | Antivirus Settings RPT/Task | Updates-Patches/Task | Code Changes/Task |
|---|---|---|---|---|---|---|---|
| AWS Command Line | Yes/M5-T36 | Yes/M5-T36 | Yes/M5-T36 | No | No | No | No |
| AWS Console | Yes/M5-T36 | Yes/M5-T36 | Yes/M5-T36 | No | No | No | No |
| AWS Object Storage S3 | Yes/M5-T36 | Yes/M5-T36 | Yes/M5-T36 | No | No | No | No |
| DLZP Wiki | Yes/M5-T30 | Yes/M5-T30 | Yes/M5-T30 | No | No | Yes | Yes/M5-T30 |
| DropBox | Yes/M5-T37 | Yes/M5-T37 | Yes/M5-T37 | No | No | No | No |
| Yes/M5-T37 | Yes/M5-T37 | Yes/M5-T37 | No | No | No | No | |
| Google Docs | Yes/M5-T38 | Yes/M5-T38 | Yes/M5-T38 | No | No | No | No |
| Instant Messaging Apps | N/A | N/A | N/A | No | No | No | No |
| PriTunl VPN | Yes/M5-T27 | Yes/M5-T27 | Yes/M5-T27 | Yes/M5-T27 | No | Yes | No |
| Trend Micro | Yes/M5-T37 | Yes/M5-T37 | Yes/M5-T37 | No | Yes/M5-T37 | Yes | No |
| Voice | N/A | N/A | N/A | No | No | No | No |
| Zoho CRM | Yes/M5-T37 | Yes/M5-T37 | Yes/M5-T37 | No | No | No | No |
| Zoho Project | Yes/M5-T37 | Yes/M5-T37 | Yes/M5-T37 | No | No | No | No |
| Zoom | Yes/M5-T37 | Yes/M5-T37 | Yes/M5-T37 | No | No | No | No |